Get the free SEC FORM 4 - SEC.gov

Relationship of Reporting Person s to Issuer Check all applicable Director 10 Owner Officer give title Other specify X below VP-Admin. Chief Admin. Off. 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security Instr. 3 and 4 Title or Number of Shares of Form Direct D Value 1. Title of Derivative Security Instr. 3 Conversion or Exercise Derivative Security 5. Number of Acquired A or Disposed of and 5 6. 00 12/16/2011 12/15/2017 Explanation of...

How to fill out sec form 4

How to Fill Out SEC Form 4:

1. Obtain the SEC Form 4 from the U.S. Securities and Exchange Commission's website or an authorized source.
2. Fill in the required personal information, such as your name, address, and social security or taxpayer identification number.
3. Provide details about the company whose securities are being reported, including the name, address, and Central Index Key (CIK) number.
4. Specify the type of transaction being reported, whether it is an acquisition or disposition of securities.
5. Enter the date of the transaction and the nature of ownership, such as whether it is direct or indirect ownership.
6. Include information about the securities being acquired or disposed of, such as the class of securities and the amount or number of shares involved.
7. Disclose any related transactions and explain the purpose or nature of the transaction, if applicable.
8. Attach any necessary supporting documentation, such as copies of contracts or agreements related to the transaction.
9. Sign and date the SEC Form 4 to certify the accuracy and completeness of the information provided.
10. Submit the completed form to the SEC electronically or by mail, following the instructions provided.

Who Needs SEC Form 4:

1. Individuals who are directors, officers, or 10% shareholders of publicly traded companies in the United States are required to fill out SEC Form 4.
2. Any person who engages in transactions involving the acquisition or disposition of the company's securities is obligated to report these activities on Form 4.
3. The form is designed to ensure transparency and provide investors with up-to-date information on insider trading activities, helping to prevent fraud and manipulation in the securities market.

People Also Ask about

What is SEC Form S-4 used for?

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

What is a SEC filing form?

What Are SEC Filings? SEC Filings are regulatory documents that companies and issuers of securities must submit to the Securities and Exchange Commission (SEC) on a regular basis. The purpose is to provide transparency and information to investors, analysts, and regulators.

What is the difference between SEC Form 4 and Form 5?

Company insiders must file SEC Form 5 if they had conducted security transactions during the year but failed to report them via SEC Form 4. SEC Form 5 helps to provide proper disclosure of changes in ownership of a company's stock and securities.

Where can I find SEC forms?

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.

Who files SEC Form 4?

Who Is Required To File Form 4? Insiders consist of officers and directors of a company, as well as any shareholders that own 10% or more of a company's outstanding stock.

What is the difference between SEC Form 3 and Form 4?

SEC Form 3 is required to be filled out when an individual becomes an insider in a firm, ing to specific SEC rules. The individual will need to disclose their ownership of company shares. SEC Form 4 needs to be filled out when there is any change in the ownership of a company's stock.

What is a Form 4 SEC filing?

What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by corporate insiders to report their transactions involving the company's securities.

Who is required to file sec form 4?

Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about their transactions, including the date of the transaction, the type of security involved, the number of shares bought or sold, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the securities market by disclosing insider trading activities to the public, thus helping to prevent fraud and deception.

What information must be reported on sec form 4?

Information that must be reported on SEC Form 4 includes the insider's name, relationship to the company, date of the transaction, number of shares transacted, price per share, and the nature of the transaction (purchase or sale).