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23. 3 LIS chooses as the address for the receipt of all notices and legal process 13th Floor Rennie House 19 Ameshoff Street Braamfontein 2001. CSD Participants are responsible for collection of STT in respect of off-market equities transactions. Brokers JSE Members are responsible for collection of STT in respect of on-market equities transactions. F. Segregated Depository Accounts Under Strate s Rules and Directives clients may open Segregated Depository Accounts SDA directly with Strate...
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Dealing routing service involves the routing of orders for securities to various market centers for execution.
Broker-dealers are required to file dealing routing service reports with the appropriate regulatory authorities.
Dealing routing service reports can be filled out electronically through the required reporting system provided by the regulatory authorities.
The purpose of dealing routing service is to provide transparency and oversight on how orders for securities are routed and executed.
Dealing routing service reports typically include details on the number of orders routed, the market centers where they were routed, and execution quality metrics.
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