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1. 2. 2 Does the FSP make use of another approved nominee company to hold client assets SECTION 7 FOREX FSPs The Forex Investment Business Code regulates forex investments which are investments in a financial product referred to in paragraph e of the definition of If the FSP is licensed for subcategory 1. In a separate annexure provide reasons for resigning as Compliance Officer of the FSP. provided to the FSP on the rendering of financial services. 15 Questions 11. 1. 1 and 11. 1. 2 must be...

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What is compliance report for a?

Compliance report for a is a document that shows whether a company or individual is following the rules and regulations set forth by a governing body.

Who is required to file compliance report for a?

The specific individuals or companies required to file a compliance report for a will vary depending on the regulations set by the governing body.

How to fill out compliance report for a?

The process for filling out a compliance report for a will vary depending on the requirements set by the governing body.

What is the purpose of compliance report for a?

The purpose of a compliance report for a is to ensure that individuals or companies are meeting the required standards set by the governing body.

What information must be reported on compliance report for a?

The specific information required on a compliance report for a will vary depending on the regulations set by the governing body.

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