Get the free Form 10-Q September 30, 2013 - US Global Investors

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period

How to fill out form 10-q september 30

How to fill out form 10-Q September 30:

1. Begin by downloading a blank copy of Form 10-Q from the official Securities and Exchange Commission (SEC) website.
2. Fill in the relevant identification information at the top of the form, such as the company's name, file number, and the date of the report.
3. Provide a brief description of the nature of the report and the period it covers.
4. Proceed with the financial statements section, which typically includes balance sheets, income statements, cash flow statements, and notes to the financial statements. Ensure that all the required information is accurately recorded.
5. Include any other significant disclosures or exhibits that may be necessary, such as legal proceedings, risk factors, or management's discussion and analysis (MD&A).
6. Review the completed form thoroughly for any errors or omissions. Make sure all calculations are correct and that the information presented is consistent and compliant with applicable accounting standards.
7. Once you are satisfied with the accuracy and completeness of the form, sign and date it as required. Include the title and capacity in which you are signing, such as CEO, CFO, or director.
8. Submit the completed Form 10-Q to the SEC within the specified filing deadlines. This can usually be done electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

Who needs Form 10-Q September 30:

1. Publicly traded companies listed on U.S. stock exchanges are generally required to file Form 10-Q with the SEC. This includes companies that have registered securities under the Securities Exchange Act of 1934.
2. Form 10-Q is filed quarterly and provides investors and regulators with an updated snapshot of a company's financial performance and key activities during the specified reporting period.
3. The form is essential for stakeholders, such as shareholders, potential investors, analysts, and regulatory bodies, to assess a company's financial health, compliance with regulations, and overall business operations.
4. The SEC uses the information provided in Form 10-Q to monitor and enforce securities laws, ensuring transparency and accountability in the marketplace.
5. Filing Form 10-Q accurately and in a timely manner is crucial to maintaining compliance with SEC regulations and avoiding potential penalties or legal consequences.
6. While non-public companies may not be required to file Form 10-Q, they may still voluntarily submit similar reports to provide transparency to stakeholders or comply with other regulations.

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