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U.S. Securities and Exchange Commission
Equity Market Structure Advisory Committee
Recommendations Regarding Modifying Rule 605 and Rule 606
November 29, 2016,
The Customer Issues Subcommittee (Subcommittee)
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What is equity market structure advisory?
Equity market structure advisory is the guidance provided on the market structure of equity markets.
Who is required to file equity market structure advisory?
Investment firms and financial institutions are required to file equity market structure advisory.
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Equity market structure advisory can be filled out online through the regulatory authority's website.
What is the purpose of equity market structure advisory?
The purpose of equity market structure advisory is to ensure transparency and efficiency in the equity markets.
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Information such as market trends, trading volumes, and regulatory compliance must be reported on equity market structure advisory.
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