Get the free UNIONBANCAL CORP Form 13F-HR Filed 2013-05-10

SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2013-05-10 Period of Report: 2013-03-31 SEC Accession No. 0001085146-13-000876

How to fill out unionbancal corp form 13f-hr

How to fill out unionbancal corp form 13f-hr:

1. Start by downloading the form from the official website of the Securities and Exchange Commission (SEC) or obtain a copy from your financial institution.
2. Begin by filling out the basic information section, including the name of the company (UnionBancal Corp), the filing date, and the period covered by the form.
3. Provide your contact information, including your name, address, and telephone number. Ensure that this information is accurate and up-to-date.
4. Include the name and address of the person to receive correspondence regarding the form, if different from your own.
5. Indicate whether the form is being filed as an individual or as part of a group. If filing as part of a group, provide the group name and the names of the other members.
6. Next, proceed to Section 1A and disclose the number of shares and the total principal amount in various securities owned by you as of the end of the reporting period.
7. In Section 1B, provide information about the value of the securities holdings in Part A and the changes in the value during the reporting period in Part B.
8. Move on to Section 1C and disclose any securities bought or sold during the reporting period, including the number of shares/amount, the average price, and the total value.
9. If you have any securities over which you exercise investment discretion, specify them in Section 1D, providing the required details.
10. Lastly, sign and date the form to certify the accuracy and completeness of the information provided.

Who needs unionbancal corp form 13f-hr:

1. Institutional investment managers with discretion over investments of at least $100 million in Section 13(f) securities are required by the SEC to file the Form 13F-HR.
2. This form is mainly used by mutual funds, registered investment advisors, pension funds, and other large financial institutions to disclose their holdings of publicly traded securities.
3. It allows investors, market participants, and the general public to gain insights into the investment strategies, positions, and potential trends of these institutional managers.

For pdfFiller’s FAQs

What is unionbancal corp form 13f-hr?

Unionbancal corp form 13f-hr is a form filed with the Securities and Exchange Commission (SEC) by institutional investment managers to report their holdings of publicly traded securities.

Who is required to file unionbancal corp form 13f-hr?

Institutional investment managers with assets under management of at least $100 million are required to file unionbancal corp form 13f-hr.

How to fill out unionbancal corp form 13f-hr?

Unionbancal corp form 13f-hr can be filled out electronically through the SEC's EDGAR system. The form requires the reporting of information about the manager's holdings of publicly traded securities.

What is the purpose of unionbancal corp form 13f-hr?

The purpose of unionbancal corp form 13f-hr is to provide transparency into the holdings and activities of institutional investment managers, which can be useful for investors, regulators, and the public.

What information must be reported on unionbancal corp form 13f-hr?

Information such as the name of the institutional investment manager, the securities held, the value of the holdings, and certain identifying information about the securities must be reported on unionbancal corp form 13f-hr.

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