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NOTIFICATION OF SECURITIES TRANSFER RBC Direct Investing does not initiate the Share transfer. The sending broker or transfer agent should make the electronic transfer to: Charitable Registration

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How to fill out notification of securities transfer

01

Step 1: Obtain the notification of securities transfer form from the relevant authority or download it from their website.

02

Step 2: Fill out your personal information such as name, address, and contact details.

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Step 3: Provide details about the securities being transferred, including the name of the security, quantity, and any additional information required.

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Step 4: Indicate the transferor and transferee information, including their names, addresses, and contact details.

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Step 5: Specify the date of the transfer and any applicable conditions or restrictions.

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Step 6: Attach any supporting documents or evidence required by the authority, such as proof of ownership or identity.

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Step 7: Review the completed form carefully to ensure all information is accurate and complete.

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Step 8: Sign the form and date it.

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Step 9: Submit the notification of securities transfer form to the relevant authority through their designated submission method, such as in person, by mail, or electronically.

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Step 10: Keep a copy of the completed form and any supporting documents for your records.

Who needs notification of securities transfer?

01

Individuals who are transferring ownership of securities to another party.

02

Financial institutions or brokers facilitating securities transfers on behalf of their clients.

03

Companies or organizations transferring securities to shareholders or other entities.

04

Legal professionals involved in securities transfer transactions.

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What is notification of securities transfer?

It is a notification that must be filed to declare any transfer of securities ownership from one individual to another.

Who is required to file notification of securities transfer?

Any individual or entity involved in the transfer of securities ownership is required to file the notification.

How to fill out notification of securities transfer?

The notification can be filled out online through the designated platform provided by the relevant authority.

What is the purpose of notification of securities transfer?

The purpose is to track and record any changes in ownership of securities for regulatory and compliance purposes.

What information must be reported on notification of securities transfer?

The information typically includes details about the type of securities, the quantity transferred, the parties involved, and the date of transfer.

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