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UNITED STATES RITIESANDEXCHANGE COMMISSION Washington, D.C. 20549U D I TE D R FORM X17A516Q22337TOMB APPROVAL 32350123 OMB Number: May 31, 2017, Expires: estimated average burden laid P hers per response......
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Businesses and organizations planning to issue securities publicly.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Publicly traded companies, certain investment advisors, and other entities involved in the securities industry are required to file with the SEC.
Filing with the SEC typically involves submitting forms and disclosures online through the SEC's EDGAR system.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Information such as financial statements, ownership details, executive compensation, and other material information must be reported on SEC filings.
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