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NOTICE AND REQUEST FOR COMMENT PROPOSED NATIONAL INSTRUMENT 25101 DESIGNATED RATING ORGANIZATIONS, RELATED POLICIES AND CONSEQUENTIAL AMENDMENTS July 16, 2010 1. Purpose of notice We, the members
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Proposed national instrument 25-101 is a regulation that outlines requirements for reporting certain information to regulatory authorities.
Certain entities in the financial industry, such as investment firms and advisors, are required to file proposed national instrument 25-101.
Proposed national instrument 25-101 must be filled out electronically through a designated portal provided by the regulatory authorities.
The purpose of proposed national instrument 25-101 is to provide regulatory authorities with important information about entities in the financial industry to ensure compliance with regulations.
Information such as financial statements, ownership structure, compliance processes, and other relevant details must be reported on proposed national instrument 25-101.
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