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FORM 33109F3 BUSINESS LOCATIONS OTHER THAN HEAD OFFICE (section 3.2])GENERAL INSTRUCTIONSComplete and submit this form to notify the relevant regulator(s) or, in Quebec, the securities regulatory
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How to fill out form 33-109f3

01
Read the instructions on form 33-109f3 carefully.
02
Provide your personal information, such as name, address, and contact details, in the required fields.
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Who needs form 33-109f3?

01
Individuals or entities who are applying for registration or a membership exemption under securities legislation may need to complete form 33-109f3.
02
It is typically used by investment fund managers, portfolio managers, and individuals seeking registration or membership with securities regulatory authorities.
03
It is important to consult the relevant securities regulatory authority or legal counsel to determine if form 33-109f3 is required in a specific situation.

What is 33-109F3 Form?

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Instructions for the form 33-109F3

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Form 33-109f3 is a registration form used by securities regulators to collect information about individuals applying to become registrants in the securities industry.
Individuals who are seeking registration to work in the securities industry are required to file form 33-109f3.
Form 33-109f3 typically requires information about the individual's personal background, employment history, educational qualifications, and any disciplinary history.
The purpose of form 33-109f3 is to help securities regulators assess the qualifications and integrity of individuals seeking registration in the securities industry.
Information such as personal details, employment history, educational qualifications, and any disciplinary history must be reported on form 33-109f3.
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