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Select 2016
Legal project management
Christine Silver, Head of LPM, Continental Europe
Richard Kid dell, Partner
13 October 2016What is LPM?
Legal Project Management (LPM)
Is a structured delivery
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01
Step 1: Begin by downloading the ESMA Template for MiFID reporting.
02
Step 2: Open the downloaded file in a spreadsheet software such as Microsoft Excel or Google Sheets.
03
Step 3: Fill out the required information in the ESMA template as per your MiFID reporting requirements. Ensure that you provide accurate and complete data.
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Step 4: Pay attention to the specific fields and columns in the template that need to be filled, such as client information, transactions details, and instrument classifications.
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Step 5: Double-check your entries for any errors or missing information. Make sure everything is correctly filled and validated.
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Step 6: Save the completed ESMA template in the appropriate file format specified by your regulatory authority.
07
Step 7: Submit the filled ESMA template to the designated regulatory authority or entity responsible for MiFID reporting.
Who needs esma t this mifid?
01
Financial institutions and investment firms operating in the European Union (EU) are required to fill out ESMA Template for MiFID reporting.
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Regulatory authorities, such as national competent authorities, also use ESMA Template for MiFID reporting to gather relevant data and monitor compliance.
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ESMA Template for MiFID reporting is essential for ensuring transparency, accountability, and regulatory oversight in the financial markets.
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