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OTC Derivatives Compliance Calendar Updated: July 31, 2017 2017 The European Commission published a legislative proposal on a CCP recovery and resolution framework on November 28, 2016. This legislative
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Step 1: Gather all necessary documents and information related to OTC derivatives compliance
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Step 2: Review the OTC derivatives compliance calendar template provided by your organization or regulatory body
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Step 3: Understand the specific deadlines and reporting requirements mentioned in the compliance calendar
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Step 4: Identify the OTC derivatives transactions and activities that need to be reported or disclosed
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Step 5: Fill in the calendar with the relevant dates and tasks for each reporting period
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Step 6: Ensure that all required information is accurately recorded in the compliance calendar
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Step 7: Set reminders or notifications to stay updated about upcoming deadlines
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Step 8: Regularly review and update the OTC derivatives compliance calendar as new regulations or changes occur
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Step 9: Communicate with relevant stakeholders or compliance teams to coordinate actions and submissions
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Step 10: Maintain records and documentation of compliance activities for future reference

Who needs otc derivatives compliance calendar?

01
Financial institutions involved in OTC derivatives trading
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Investment banks and broker-dealers
03
Hedge funds and asset management firms
04
Corporations engaged in OTC derivatives transactions
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Regulatory bodies overseeing OTC derivatives markets
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Compliance officers and risk managers responsible for ensuring regulatory compliance
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Legal and compliance teams within organizations dealing with OTC derivatives
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The otc derivatives compliance calendar is a schedule outlining key dates and deadlines related to regulatory requirements for over-the-counter derivatives.
Financial institutions and market participants involved in over-the-counter derivatives trading are required to file the otc derivatives compliance calendar.
The otc derivatives compliance calendar can be filled out by entering relevant dates, deadlines, and regulatory requirements in the designated fields.
The purpose of the otc derivatives compliance calendar is to help ensure that financial institutions and market participants remain compliant with regulatory requirements related to over-the-counter derivatives.
Information such as key regulatory deadlines, reporting requirements, and compliance obligations must be reported on the otc derivatives compliance calendar.
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