Get the free Initial quarterly Form 13F notice report filed by institutional managers

Get Form

Show details

SECURITIES AND EXCHANGE COMMISSIONER 13FNT Initial quarterly Form 13F notice report filed by institutional managersFiling Date: 20160216 Period of Report: 20151231 SEC Accession No. 000091957416011184

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign initial quarterly form 13f

Edit your initial quarterly form 13f form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your initial quarterly form 13f form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit initial quarterly form 13f online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

Use the instructions below to start using our professional PDF editor:

1

Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.

2

Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.

3

Edit initial quarterly form 13f. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.

4

Save your file. Select it from your records list. Then, click the right toolbar and select one of the various exporting options: save in numerous formats, download as PDF, email, or cloud.

pdfFiller makes working with documents easier than you could ever imagine. Try it for yourself by creating an account!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out initial quarterly form 13f

01

Step 1: Obtain a copy of Form 13F from the Securities and Exchange Commission (SEC) website.

02

Step 2: Fill out the top section of the form, providing your name, address, and other required personal information.

03

Step 3: Indicate the type of filing you are making by checking the appropriate box.

04

Step 4: Provide the date of the end of the reporting period for which you are filing the Form 13F.

05

Step 5: List the name and class of securities owned by you as of the end of the reporting period.

06

Step 6: Include the number of shares held, the title of the class, and the value of each security.

07

Step 7: Indicate the voting authority and the sole power to dispose of the securities listed.

08

Step 8: Complete the remainder of the form, including signing and dating it.

09

Step 9: Submit the completed Form 13F to the SEC within the required timeframe.

10

Step 10: Keep a copy of the form for your records.

Who needs initial quarterly form 13f?

01

Investment managers with discretion over $100 million or more in certain qualifying securities need to file an initial quarterly Form 13F.

02

Institutional investment managers, such as hedge funds, mutual funds, and pension funds, generally meet this threshold.

03

Individual investors or those managing smaller portfolios may not be required to file this form.

Fill form : Try Risk Free

Rate the form

4.7

Satisfied

51 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

What is initial quarterly form 13f?

Form 13F is a quarterly report filed by institutional investment managers that discloses their equity holdings.

Who is required to file initial quarterly form 13f?

Institutional investment managers with assets under management of at least $100 million are required to file Form 13F.

How to fill out initial quarterly form 13f?

Form 13F should be filled out electronically and submitted to the Securities and Exchange Commission (SEC) through the EDGAR system.

What is the purpose of initial quarterly form 13f?

The purpose of Form 13F is to provide transparency and insight into the investment activities of institutional investment managers.

What information must be reported on initial quarterly form 13f?

Form 13F requires disclosure of the name of the issuer, the class of securities, the CUSIP number, the number of shares held, and the fair market value of the holdings.

How can I edit initial quarterly form 13f on a smartphone?

Using pdfFiller's mobile-native applications for iOS and Android is the simplest method to edit documents on a mobile device. You may get them from the Apple App Store and Google Play, respectively. More information on the apps may be found here. Install the program and log in to begin editing initial quarterly form 13f.

How can I fill out initial quarterly form 13f on an iOS device?

pdfFiller has an iOS app that lets you fill out documents on your phone. A subscription to the service means you can make an account or log in to one you already have. As soon as the registration process is done, upload your initial quarterly form 13f. You can now use pdfFiller's more advanced features, like adding fillable fields and eSigning documents, as well as accessing them from any device, no matter where you are in the world.

How do I edit initial quarterly form 13f on an Android device?

You can edit, sign, and distribute initial quarterly form 13f on your mobile device from anywhere using the pdfFiller mobile app for Android; all you need is an internet connection. Download the app and begin streamlining your document workflow from anywhere.

Fill out your initial quarterly form 13f online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now