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MAY 2016 BDO FLASH ALERT SEC MATTERS 1www.BDO.comSUBJECTCONTACTSEC UPDATES COMPLIANCE AND DISCLOSURE INTERPRETATIONS ON NOAA FINANCIAL MEASURESJEFFREY LENS National Director, SEC Practice (312) 6163944
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SEC Updates Compliance refers to the process of ensuring that a company is up to date with the regulations and requirements set forth by the Securities and Exchange Commission.
Any company that is registered with the Securities and Exchange Commission and subject to its regulations is required to file SEC Updates Compliance.
SEC Updates Compliance forms can be filled out electronically through the SEC's online filing system.
The purpose of SEC Updates Compliance is to provide transparency and accountability in the financial markets by ensuring that companies are compliant with regulations.
Information such as financial statements, executive compensation, and material business developments must be reported on SEC Updates Compliance forms.
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