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FROM THE CEO OF UNITED PLANNERS: Welcome to the United Planners website. This section of our website is dedicated to providing clients and potential clients of our registered Financial Services Representatives information
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Form CEO is a form required by the Securities and Exchange Commission (SEC) for reporting changes in ownership of a company's securities by executives.
Executives, directors, and other insiders of a company who have changes in ownership of securities are required to file Form CEO.
Form CEO can be filled out electronically through the SEC's EDGAR system or manually by mailing the form to the SEC.
The purpose of Form CEO is to provide transparency to investors and the public regarding changes in ownership of a company's securities by insiders.
Form CEO requires reporting of the insider's name, relationship to the company, securities owned, transaction date, and nature of the transaction.
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