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UNITEDSTATESI I I&OMBAPPROVALD. C. 20549Washington,Expires: March 31, 2016, Estimated average burden Outnumber: 32350123SECURITIESANDEXCHANGECOMMISSIONANNUALFORM AUDITED X17A5/REPORT PART CLI &15025869FACINGInformationhoursperresponse......12.00
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What is x-17a-5report?
X-17a-5report is a financial report that must be filed by certain broker-dealers under SEC Rule 17a-5.
Who is required to file x-17a-5report?
Broker-dealers who are registered with the SEC are required to file x-17a-5report.
How to fill out x-17a-5report?
X-17a-5report can be filled out electronically through the SEC's EDGAR system.
What is the purpose of x-17a-5report?
The purpose of x-17a-5report is to provide the SEC with important financial information about broker-dealers.
What information must be reported on x-17a-5report?
X-17a-5report requires broker-dealers to report their financial statements, net capital computations, and certain other financial information.
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