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TR1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer
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Step 1: Collect all the necessary documents and information required for filling out the non-UK issuer form.
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Step 2: Start by entering the name of the non-UK issuer in the designated field.
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Step 3: Provide the full address of the non-UK issuer, including the city, postal code, and country.
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Step 4: Fill in the contact details of the non-UK issuer, such as phone number and email address.
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Step 5: Specify the nature of the non-UK issuer's business and provide information about its activities or products.
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Step 6: If applicable, provide details about the non-UK issuer's subsidiaries or affiliated companies.
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Step 7: Provide any additional information or documentation required by the issuer form.
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Step 8: Review all the entered information and make sure it is accurate and complete.
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Step 9: Submit the filled-out non-UK issuer form through the designated submission method.
Who needs non-uk issuer?
01
Companies or organizations that operate outside of the United Kingdom and wish to issue securities or financial instruments in markets within the UK jurisdiction.
02
Foreign issuers who intend to list their securities on UK stock exchanges or offer them to UK investors.
03
Businesses seeking to access the UK capital market for fundraising purposes or expansion opportunities.
04
Companies looking to establish their presence or expand their operations in the UK market.
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What is non-uk issuer?
Non-UK issuer refers to a company or entity that is not based in the United Kingdom but issues securities in the UK market.
Who is required to file non-uk issuer?
Non-UK issuers who issue securities in the UK market are required to file non-UK issuer reports.
How to fill out non-uk issuer?
Non-UK issuer reports can be filled out electronically through the designated platform provided by the regulatory authorities.
What is the purpose of non-uk issuer?
The purpose of non-UK issuer reports is to provide transparency and disclosure of information to investors and regulators.
What information must be reported on non-uk issuer?
Non-UK issuer reports typically include financial statements, ownership information, and other relevant disclosures.
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