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6/6/2016SECFORMD/EXHIBIT 9U7 Page 191ThisisthePrimaryDocumentdownloadedfromEDGARon3/30/20162:31:00PM ESTforEFDID161720andAccessionNumber000166734316000003. TheSecuritiesandExchangeCommissionhasnotnecessarilyreviewedtheinformationinthisfiling andhasnotdeterminedifitisaccurateandcomplete. Thereadershouldnotassumethattheinformationisaccurateandcomplete. UNITEDSTATESSECURITIESANDEXCHANGE COMMISSION Washington'd
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Step 1: Obtain a copy of the SEC Form DA.
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Individuals or entities involved in a merger, acquisition, or similar transaction may need to fill out SEC Form DA.
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This includes companies, organizations, financial institutions, and individuals who are required to file with the Securities and Exchange Commission.
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Consult with legal or financial advisors to determine if SEC Form DA is applicable to your specific situation.
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SEC Form DA stands for Securities and Exchange Commission Form Distribution Agreement. It is a form used to disclose the terms and conditions of a distribution agreement.
Issuers and underwriters involved in distribution agreements are required to file SEC Form DA.
SEC Form DA must be completed with details about the parties involved, the securities being distributed, the terms of the agreement, and any other relevant information.
The purpose of SEC Form DA is to provide transparency and disclosure about distribution agreements involving securities.
Information such as the names of the parties involved, the type of securities being distributed, the terms of the agreement, and any potential conflicts of interest must be reported on SEC Form DA.
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