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COM Mortgage, Inc. 1051 Park View Drive #355 Corina, CA 91724 T. (626)678-9099 F. (626)404-2588 Become an COM MORTGAGE, INC. Wholesale Broker Branch Location Can initially fax in application to (626)
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How to fill out form broker branch application:

01
Begin by obtaining the form broker branch application from the relevant regulatory authority or organization.
02
Read the instructions carefully to understand the requirements and documentation needed to complete the form.
03
Fill in your personal information accurately, including your name, contact information, and any relevant identification numbers.
04
Provide details about your current brokerage firm, including its name, address, and contact information.
05
Indicate the specific branch location you wish to open or establish.
06
Specify the type of services you plan to offer at the branch, such as securities brokerage, investment advisory, or both.
07
Include information about any additional licensed individuals who will be working at the branch.
08
Fill out any required disclosure sections, providing information about any regulatory or legal issues that may affect your eligibility to operate a broker branch.
09
Attach any supporting documents or required forms, such as financial statements, registration certificates, or proof of insurance.
10
Review the completed form carefully to ensure all information is accurate and complete before submitting it to the relevant authority or organization.

Who needs form broker branch application?

01
Individuals or firms who want to expand their brokerage services by opening a branch in a different location.
02
Brokerage firms that have grown and need to establish additional branches to accommodate their client base.
03
Individuals or firms looking to offer brokerage services in a specific jurisdiction that requires a separate application for a branch.
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Form broker branch application is a form that must be submitted to establish a new branch location for a broker.
Any broker who wants to open a new branch location is required to file form broker branch application.
Form broker branch application typically requires information such as the broker's name, contact information, proposed branch location, and any additional documentation required by the regulatory agency.
The purpose of form broker branch application is to notify the regulatory agency of the broker's intention to open a new branch location.
Form broker branch application may require information on the broker's financial stability, background check of key personnel, and compliance with regulations.
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