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PM HCC Winter 2016U P C LOSE & P PERSON NEW A Letter from Mike Colony, CEO As we head into a new calendar year I wanted to thank you all for your continued efforts, and highlight some program activities
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What is u p c lose?
uClos is a filing required by the Securities and Exchange Commission (SEC) for institutional investment managers.
Who is required to file u p c lose?
Institutional investment managers with over $100 million in reportable securities under management are required to file uClos.
How to fill out u p c lose?
uClos can be filled out electronically through the SEC's EDGAR system.
What is the purpose of u p c lose?
The purpose of uClos is to provide transparency on the holdings and trading activities of institutional investment managers.
What information must be reported on u p c lose?
uClos requires information on securities holdings, transactions, and other related information.
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