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NYSE AMERICAN LLC LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 20160701304 TO:NYSE AMERICAN LUCRE:Merrill Lynch, Pierce, Fencer & Smith Incorporated, Respondent CRD No. 7691Merrill Lynch, Pierce,
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NYSE American LLC is a national securities exchange that is part of the New York Stock Exchange.
Any company or individual that is listed on NYSE American LLC is required to file the necessary documents.
To fill out NYSE American LLC forms, companies can use the online filing system provided by the exchange.
The purpose of NYSE American LLC is to provide a platform for trading stocks and other securities in a regulated environment.
Companies must report financial information, corporate governance details, and any other relevant information that may impact their listing on NYSE American LLC.
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