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PRINTED: DEPARTMENT OF HEALTH AND HUMAN SERVICES CENTERS FOR MEDICARE & MEDICAID SERVICES STATEMENT OF DEFICIENCIES(X1) PROVIDER/SUPPLIER/LIGAND PLAN OF CORRECTIONIDENTIFICATION NUMBER:15516605/28/2015FORM
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606 Wall St is a requirement by the Securities and Exchange Commission (SEC) for broker-dealers to report their order routing information.
Broker-dealers are required to file Form 606 Wall St.
Form 606 Wall St can be filled out electronically through the SEC's EDGAR system.
The purpose of 606 Wall St is to provide transparency to investors about how broker-dealers handle their orders.
Information such as the number of shares traded, venues where orders are routed, and any payment for order flow arrangements must be reported on Form 606 Wall St.
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