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FIA Due Diligence Questionnaire for IT outsourcing and procurement IFID II, RTS 6, Article 4 specifies “an investment firm shall remain fully responsible for its obligations under this regulation
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Read and understand the questions in the FIA due diligence questionnaire.
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Start answering the questionnaire by filling in your personal details.
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Move on to the section asking about your financial background and investment history. Provide accurate and thorough information.
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Who needs fia due diligence questionnaire?

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Institutions or companies that require due diligence for their own internal purposes.
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Investors seeking to assess the risks and suitability of investment options.
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Regulatory bodies or authorities responsible for overseeing financial transactions and investor protection.
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The FIA due diligence questionnaire is a document designed to collect information about a firm's policies, procedures, and processes related to managing financial risk.
Firms in the financial industry are required to file the FIA due diligence questionnaire.
The FIA due diligence questionnaire can be filled out online or in a paper format, and typically requires detailed information about a firm's risk management practices.
The purpose of the FIA due diligence questionnaire is to assess a firm's risk management capabilities and ensure compliance with regulatory requirements.
Information related to a firm's risk management policies, procedures, and practices must be reported on the FIA due diligence questionnaire.
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