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CONFIDENTIALCode of Conduct Assessment Tool ReportSpandana Sporty Financial Limited June 2012 Conducted by:For:ACCESS ASSIST 28A Haul Has Village New Delhi, 110 016 Tells: +91 11 2651 0915, 2685 0821

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How to fill out code of conduct assessment

01

Review the code of conduct guidelines and policies to understand the requirements for the assessment.

02

Identify the key areas that need to be assessed and ensure they align with the code of conduct.

03

Create a checklist or questionnaire that covers the relevant areas of the code of conduct.

04

Gather the necessary information or evidence for each assessment point.

05

Evaluate each assessment point based on the provided information or evidence.

06

Record the results of each assessment point, indicating compliance or non-compliance.

07

Provide recommendations or actions for non-compliant areas to improve adherence to the code of conduct.

08

Document the assessment process, including the date, the assessor's name, and any additional notes.

09

Review and verify the assessment findings to ensure accuracy and completeness.

10

Communicate the assessment results to the appropriate stakeholders.

Who needs code of conduct assessment?

01

Organizations or companies that want to ensure ethical conduct within their operations.

02

Companies that have adopted a code of conduct and need to evaluate its implementation.

03

Organizations operating in regulated industries where compliance with certain standards is mandatory.

04

Companies aiming to build a positive reputation based on ethical practices.

05

Any entity that wants to create a healthy and inclusive work environment for its employees.

06

Organizations that wish to align their actions with legal and social responsibilities.

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What is code of conduct assessment?

Code of conduct assessment is an evaluation process to ensure that individuals and organizations comply with established standards of ethics and behavior.

Who is required to file code of conduct assessment?

Specific individuals or organizations mandated by regulatory bodies or internal policies are required to file code of conduct assessment.

How to fill out code of conduct assessment?

Code of conduct assessments can be filled out online or using paper forms provided by the relevant governing body or organization.

What is the purpose of code of conduct assessment?

The purpose of code of conduct assessment is to promote transparency, accountability, and ethical behavior within an organization or industry.

What information must be reported on code of conduct assessment?

Code of conduct assessments typically require reporting of conflicts of interest, gifts received, and other potentially compromising situations.

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