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June 2015 Practice Groups: Investment Management, Hedge Funds and Alternative Investments Private Equity SEC Proposes Rules for Reporting Separately Managed Accounts on Form ADV and Revised Record
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SEC proposes rules to regulate and govern the financial market.
Anyone involved in the financial market is required to follow SEC proposes rules.
SEC proposes rules can be filled out online through their official website or by submitting physical forms.
The purpose of SEC proposes rules is to ensure fair and transparent financial markets.
Information such as financial transactions, holdings, and potential conflicts of interest must be reported on SEC proposes rules.
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