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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of the earliest
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Form 405 or rule 12b-2 is typically needed by individuals or entities who are required by law or regulation to report certain information to a regulatory agency.
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What is 405 or rule 12b-2?
405 or rule 12b-2 refers to the section of the Securities Act of 1933 that defines the term 'smaller reporting company'.
Who is required to file 405 or rule 12b-2?
Companies that meet the criteria to be considered a 'smaller reporting company' are required to file under 405 or rule 12b-2.
How to fill out 405 or rule 12b-2?
To fill out 405 or rule 12b-2, companies must provide the necessary financial and business information required by the Securities and Exchange Commission.
What is the purpose of 405 or rule 12b-2?
The purpose of 405 or rule 12b-2 is to provide a designation for companies that do not meet the full reporting requirements of larger publicly traded companies.
What information must be reported on 405 or rule 12b-2?
Companies filing under 405 or rule 12b-2 must report financial statements, executive compensation, and other relevant business information.
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