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ONTARIO SECURITIES COMMISSION RULE 13502 FEES TABLE OF CONTENTS PART 1 DEFINITIONSINTERPRETATION 1.1 Definitions 1.2 Interpretation of listed or quoted PART 2 CORPORATE FINANCE PARTICIPATION FEES Division

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What is rule 13-502?

Rule 13-502 refers to the specific SEC regulation that dictates the reporting requirements for certain securities transactions.

Who is required to file rule 13-502?

Certain individuals or entities, such as investment advisers or brokers, are required to file rule 13-502 if they engage in covered securities transactions.

How to fill out rule 13-502?

Rule 13-502 can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR) or by submitting a physical form to the SEC.

What is the purpose of rule 13-502?

The purpose of rule 13-502 is to increase transparency and oversight in the securities market by requiring reporting of certain transactions.

What information must be reported on rule 13-502?

Rule 13-502 typically requires reporting information such as the nature of the transaction, parties involved, and the date and price of the transaction.

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