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National Association of Securities Dealers (NASD) is a self-regulatory organization overseeing the U.S. securities industry.
Firms and individuals in the securities industry are required to file with the NASD.
To fill out the NASD filing, companies and individuals must provide detailed information about their operations and financial activities.
The purpose of NASD is to protect investors and maintain fair and orderly markets in the securities industry.
Information such as financial statements, revenue sources, ownership structure, and regulatory compliance must be reported on the NASD filing.
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