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ANNUALREPORTPursuant to Rule 15c2(11) (a)(5)
For
CUBABEVERAGECOMPANY
For the Quarter Ended September 30, 2016Dated: January 5, 2017All information contained in this Annual Report has been compiled
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Who needs pursuant to rule 15c2-11?
01
Broker-dealers who wish to initiate or resume quotations for certain OTC securities
02
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03
Regulators who enforce compliance with rule 15c2-11
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What is pursuant to rule 15c2-11?
Pursuant to rule 15c2-11 refers to the requirement for broker-dealers to have current and accurate information about the securities they recommend or sell to customers.
Who is required to file pursuant to rule 15c2-11?
Broker-dealers are required to file pursuant to rule 15c2-11.
How to fill out pursuant to rule 15c2-11?
To fill out pursuant to rule 15c2-11, broker-dealers must provide current and accurate information about the securities they recommend or sell to customers.
What is the purpose of pursuant to rule 15c2-11?
The purpose of pursuant to rule 15c2-11 is to ensure that broker-dealers have adequate information about the securities they are recommending or selling to customers.
What information must be reported on pursuant to rule 15c2-11?
The information that must be reported pursuant to rule 15c2-11 includes the issuer, types of securities, and financial information.
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