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Aon Hewitt
Retirement and InvestmentNORTH CAROLINA DEPARTMENT OF
STATE TREASURER
COMPLIANCE AND FEE REVIEW
February 7, 2017,
Investment advice and consulting services provided by Aon Hewitt Investment
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What is compliance and fee review?
Compliance and fee review is a process to ensure that all financial transactions and fees are in line with regulations and guidelines.
Who is required to file compliance and fee review?
Financial institutions, businesses, and organizations are required to file compliance and fee review.
How to fill out compliance and fee review?
Compliance and fee review can be filled out by documenting all financial transactions, fees, and ensuring they adhere to regulations.
What is the purpose of compliance and fee review?
The purpose of compliance and fee review is to ensure transparency, accuracy, and adherence to regulations in financial transactions.
What information must be reported on compliance and fee review?
Information such as financial transactions, fees, compliance measures taken, and any discrepancies found must be reported on compliance and fee review.
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