Get the free Item 1 Cover Page - Form ADV Part 2A

Item 1 Cover Page Form ADV Part 2AHarbor Light Investment Advisors, LLC 9325 Bay Plaza Blvd Suite 205 Tampa, Florida 33619 (813) 3452800 phone 8133641898 fax http://www.hlsecurities.com CRD #154599

People Also Ask about

When must an updated brochure be delivered to existing customers of an investment adviser?

Who Should Receive a Brochure. The brochure rule states that the required information must be provided to new clients at least 48 hours before entering into an advisory contract. Advisors must give existing clients a new brochure every year.

When must Form ADV Part 2A be delivered?

Each year you must (i) deliver, within 120 days of the end of your fiscal year, to each client a free updated brochure that either includes a summary of material changes or is accompanied by a summary of material changes, or (ii) deliver to each client a summary of material changes that includes an offer to provide a

What is appendix 1 of form ADV Part 2A?

Appendix 1 must contain specific information about the wrap-fee program. It does not need to contain information regarding other programs offered by the registered investment adviser, such as information which must be contained in Part 2A of Form ADV.

What is included in Form ADV Part 2A?

Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.

What is Form ADV Part 2A?

Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.

What is the purpose of Form ADV Parts 2A and 2b?

The intent of the revised Form ADV is to provide investment advisory clients with greater transparency; thereby helping investment advisory clients better assess the services, investment strategies, risks and conflicts of interest associated with the selection of a particular investment adviser.

Are you required to provide an ADV 2b brochure to clients?

If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].

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