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M A R L I N G LO B A L L I M I T E DS SECURITIES T RACING P OLICYOctober 20171. POLICY APPLICATION This policy applies to all (with such people being Nominated Persons) directors, officers, agents

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What is m a r l?

Marl stands for Managed Accounts Reconciliation Ledger. It is a document used to reconcile managed account transactions.

Who is required to file m a r l?

Financial institutions and investment firms are required to file MARL.

How to fill out m a r l?

MARL is filled out by providing information about managed account transactions and reconciling them with the firm's records.

What is the purpose of m a r l?

The purpose of MARL is to ensure accurate reporting of managed account transactions and to detect any discrepancies.

What information must be reported on m a r l?

Information such as account numbers, transaction dates, amounts, and descriptions must be reported on MARL.

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