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January 1, 2014, FORM ADV PART 2A (FIRM BROCHURE) FOR BROWN WEALTH MANAGEMENT, LLC Item 1 Cover Page Brown Wealth Management, LLC 12100 Singletree Lane, #175 Eden Prairie, MN 55344 (952) 303-6715
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How to fill out form adv part 2a
How to fill out form adv part 2a:
01
Start by gathering all the necessary information and documents required for the form. This may include information about the advisory firm's key personnel, business practices, compensation structure, and any disciplinary history.
02
Begin the form by providing general information about the advisory firm, such as its name, address, and contact details. Also, include information about the firm's ownership and control.
03
Proceed to provide details about the advisory firm's business and operations. This may include information about the types of clients served, the services offered, and any affiliations or relationships with other firms.
04
Describe the fee structure of the advisory firm, including any methods of compensation and any potential conflicts of interest. It is important to be transparent and thorough in this section.
05
Include detailed information about the advisory firm's key personnel, such as their names, roles, and qualifications. Also, provide information about any disciplinary history or material conflicts of interest that may exist.
06
Next, provide information about the advisory firm's financial industry affiliations, such as memberships in professional organizations or participation in other financial activities.
07
Finally, review the form for accuracy and completeness before submitting it. Make sure that all the necessary sections have been filled out correctly and that all supporting documentation has been attached.
Who needs form adv part 2a:
01
Registered investment advisors (RIAs) in the United States are required to complete and file Form ADV Part 2A with the Securities and Exchange Commission (SEC).
02
Form ADV Part 2A provides important information to clients and potential clients about an advisory firm's services, fees, business practices, and any disciplinary history. It helps clients make informed decisions when choosing an advisory firm.
03
In addition to the SEC filing requirement, some states may have their own filing requirements for RIAs, which may involve a similar or separate document.
Overall, both the completion of Form ADV Part 2A and the information it provides are essential for regulatory compliance and for maintaining transparency and trust with clients in the financial advisory industry.
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