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Legal Update September 16, 2014SEC Adopts Rule 15Ga2 and Rule 17g10 Regarding Disclosure of ThirdParty Due Diligence Services Relating to AssetBacked Securities On August 27, 2014, the Securities

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What is sec adopts rule 15ga-2?

SEC adopts rule 15Ga-2 requires municipal advisors to report certain information about their clients' bonds.

Who is required to file sec adopts rule 15ga-2?

Municipal advisors are required to file SEC adopts Rule 15Ga-2.

How to fill out sec adopts rule 15ga-2?

To fill out SEC adopts Rule 15Ga-2, municipal advisors must provide specific information about the municipal bonds they advise on.

What is the purpose of sec adopts rule 15ga-2?

The purpose of SEC adopts Rule 15Ga-2 is to increase transparency in the municipal bond market.

What information must be reported on sec adopts rule 15ga-2?

Information such as the CUSIP number, description of the security, and the reason for the filing must be reported on SEC adopts Rule 15Ga-2.

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