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Client Money FAQs
What is client money protection?
The Financial Conduct Authority (FCA) rules state that SGML must segregate all retail client funds. This
means they are held in a bank account separate
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What is client money faqs?
Client money faqs is a form or questionnaire that provides information on how a company handles client funds.
Who is required to file client money faqs?
Companies that hold client funds or act as custodians for client assets are required to file client money faqs.
How to fill out client money faqs?
Client money faqs can be filled out online or submitted electronically through a secure portal provided by the regulatory body.
What is the purpose of client money faqs?
The purpose of client money faqs is to ensure transparency and accountability in the handling of client funds.
What information must be reported on client money faqs?
Information such as the amount of client funds held, how they are safeguarded, and any investment activities involving them must be reported on client money faqs.
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