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UNITED STATESOMBAPPROVALSECURITIESANDEXCHANGECOMMISSION
Washington, D.C.20549OMBNumber:
32350123
Expires:
March31, 2016
Estimated average burdenANNUAL AUDITED REPO
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asursperresponse......12.OO
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What is required of brokers and?
Brokers are required to report required of brokers and to the appropriate regulatory authorities.
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Brokers and other financial institutions are required to file required of brokers and.
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Required of brokers and can be filled out electronically or manually, following the guidelines provided by the regulatory authorities.
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The purpose of required of brokers and is to ensure transparency in financial transactions and prevent illegal activities such as money laundering.
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Information such as the identities of the parties involved in the transaction, the amount of money exchanged, and the purpose of the transaction must be reported on required of brokers and.
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