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Compliance Role in Hiring and Firing: Tips for Screening, Onboarding and Termination Wednesday, November 8 4:15 p.m. 5:15 p.m. Join FINRA staff and industry panelists as they share their firms practices
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Compliance's role in hiring is to ensure that the company follows all relevant laws, regulations, and internal policies when recruiting and onboarding new employees.
HR department or hiring manager is usually responsible for filling out compliances role in hiring.
To fill out compliances role in hiring, HR department or hiring manager needs to gather relevant information about the candidate, review and complete all necessary forms and documents.
The purpose of compliances role in hiring is to ensure that the company hires qualified candidates in a fair and legal manner.
Information such as candidate's background check, employment history, references, and any relevant certifications or qualifications must be reported on compliances role in hiring.
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