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REGULATORY GUIDE 108Noaction letters
December 2009About this guide is for persons (and their professional advisers) who want to ask
the Australian Securities and Investments Commission (ASIC) for
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What is regulatory guide 108?
Regulatory guide 108 provides guidance on reporting requirements for certain financial institutions.
Who is required to file regulatory guide 108?
Financial institutions that fall under the specified criteria are required to file regulatory guide 108.
How to fill out regulatory guide 108?
Regulatory guide 108 should be filled out according to the instructions provided by the regulatory authority.
What is the purpose of regulatory guide 108?
The purpose of regulatory guide 108 is to ensure that financial institutions report relevant information accurately and in a timely manner.
What information must be reported on regulatory guide 108?
Financial institutions must report information such as financial data, compliance information, and other relevant data.
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