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ADV PART 2 A. ITEM 1. COVER PAGE Date: March 17, 2017SEC File Number:80113458 Investment Advisor: Gerald L. Ray & Associates, Ltd./ Business Address: 1445 Ross Avenue, Suite 5600 Dallas, TX 75202
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What is adv part 2 a?
Adv part 2 a refers to the second part of Form ADV. It is a required disclosure document for investment advisors registered with the SEC.
Who is required to file adv part 2 a?
Investment advisors registered with the SEC are required to file adv part 2 a.
How to fill out adv part 2 a?
Adv part 2 a can be filled out by providing information about the advisor's business practices, fees, conflicts of interest, and disciplinary history.
What is the purpose of adv part 2 a?
The purpose of adv part 2 a is to provide clients with important information about an investment advisor's background, business practices, and potential conflicts of interest.
What information must be reported on adv part 2 a?
Information such as the advisor's services, fees, qualifications, disciplinary history, and conflicts of interest must be reported on adv part 2 a.
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