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SECURITIOMBAPPROVAL OMB Number: 32350123N15047863IExpires: March 31, 2016, Estimated average burdenANNUAL AUDITED FORM X17A5 REPORT PART III FACINGInformationRequiredSecuritieshoursperresponse......12.00 sec

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What is x-17a-5 report?

The x-17a-5 report is a financial report required by the SEC for broker-dealers.

Who is required to file x-17a-5 report?

Broker-dealers are required to file x-17a-5 report.

How to fill out x-17a-5 report?

The x-17a-5 report can be filled out electronically through the SEC's EDGAR system.

What is the purpose of x-17a-5 report?

The purpose of the x-17a-5 report is to provide the SEC with financial information about broker-dealers.

What information must be reported on x-17a-5 report?

The x-17a-5 report must include information such as balance sheet, income statement, and other financial data.

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