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Participant Audit Requests This guide will show you how to create a request using the Web Inquiry Notification System (WINS) for DCC to send certain statements to participant external auditors. Using

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What is participant audit requests?

Participant audit requests are formal requests for a detailed examination of a participant's account or activity.

Who is required to file participant audit requests?

The entity or individual conducting the audit is required to file participant audit requests.

How to fill out participant audit requests?

Participant audit requests can be filled out by providing all relevant information and documentation related to the audit.

What is the purpose of participant audit requests?

The purpose of participant audit requests is to ensure transparency and accuracy in participant accounts and activities.

What information must be reported on participant audit requests?

Participant audit requests must include detailed information about the participant's account, transactions, and any discrepancies found.

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