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FORM 45108F2 RISK ACKNOWLEDGEMENTInstructions: This form must be completed by the purchaser before the purchaser enters into an agreement to purchase securities under the exemption in Regulation 45108
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The Securities Division of the NC Department oversees the enforcement of state laws and regulations related to securities.
Individuals or firms engaged in the business of offering securities for sale are required to file with the Securities Division.
To fill out the securities division forms, you can visit the NC Department's website and follow the instructions provided.
The purpose of the Securities Division is to protect investors and promote fair and honest capital markets.
The information required to be reported includes details of the securities being offered, financial statements, and any other relevant information.
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