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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035462906 TO:Department of Market Regulation Financial Industry Regulatory Authority (“FINRA “’RE:Citigroup

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What is department of market regulation?

The department of market regulation is responsible for overseeing and enforcing regulations that govern trading activities in the financial markets.

Who is required to file department of market regulation?

Certain financial institutions and market participants are required to file reports with the department of market regulation.

How to fill out department of market regulation?

The department of market regulation typically requires the submission of specific forms and documentation related to trading activities.

What is the purpose of department of market regulation?

The purpose of department of market regulation is to ensure fair and orderly trading, protect investors, and maintain the integrity of the financial markets.

What information must be reported on department of market regulation?

Information such as trading volumes, positions, and transactions may need to be reported on the department of market regulation.

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