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U.S. Customs and Border Protection Office of Strategic Trade Regulatory Audit DivisionFocused Assessment ProgramExample of Internal Control Manual October 2003PHANTOM TRADING COMPANY DALLAS, TEXASForewordIn
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Regulatory audit division is a department within an organization that is responsible for ensuring compliance with regulations and policies.
All regulated entities or organizations that are subject to regulatory audits are required to file regulatory audit division.
Regulatory audit division can be filled out by providing relevant information, documents, and evidence of compliance with regulations.
The purpose of regulatory audit division is to assess and ensure that an organization is in compliance with applicable regulations and policies.
Information such as financial records, operational processes, security measures, and compliance documentation must be reported on regulatory audit division.
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