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STATE OF ILLINOIS SECRETARY OF STATE SECURITIES DEPARTMENT)IN THE MATTER OF:MARK D. FAULTS, CRD # 1893621) File No. 1600938NOTICE OF HEARING TO THE RESPONDENT:Mark D. Faults Cambridge Investment Research,
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Cambridge Investment Research Inc is a financial services company that provides brokerage, advisory, and insurance services.
Financial advisors and broker-dealers who are affiliated with Cambridge Investment Research Inc are required to file their financial reports.
Cambridge Investment Research Inc provides specific forms and guidelines for financial advisors and broker-dealers to fill out their financial reports.
The purpose of Cambridge Investment Research Inc is to provide financial services and support to its affiliated advisors and broker-dealers.
Financial reports filed with Cambridge Investment Research Inc must include information on assets under management, revenue, expenses, and other financial data.
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