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International Regulators Forum Lifting Working Group Guidance on using the Human / Technology / Organization (HTO) classification of incident root causes November 2007-Page 1 of 32 21 Nov 07 CONTENTS
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How to fill out hto root causes:

01
Identify the problem: Start by clearly understanding the issue or problem that needs to be addressed. This could be a specific incident or a recurring problem.
02
Collect data: Gather relevant data and information related to the problem. This may include analyzing performance metrics, conducting surveys or interviews, or reviewing previous incidents.
03
Analyze the data: Once you have collected the necessary information, analyze it to identify patterns or trends. Look for common factors and potential root causes that contribute to the problem.
04
Brainstorm potential root causes: Engage a team or individuals familiar with the problem to generate a list of possible root causes. Encourage open and creative thinking to explore all possibilities.
05
Prioritize root causes: Evaluate and prioritize the potential root causes based on their impact, feasibility of addressing them, and available resources. Focus on the ones that have the highest probability of addressing the problem effectively.
06
Validate the root causes: Conduct further investigation or analysis to validate the potential root causes. This may involve conducting experiments or tests, seeking expert opinions, or consulting relevant sources of information.
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Document the root causes: Once you have identified and validated the root causes, document them clearly and concisely. Use a format or template that captures all the necessary information for future reference.

Who needs hto root causes:

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Problem-solving teams: teams tasked with addressing specific issues or problems within an organization can benefit from identifying root causes. Understanding the underlying factors can help in developing effective solutions.
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Quality management professionals: professionals involved in quality management or continuous improvement initiatives require a thorough understanding of root causes. This knowledge enables them to implement effective process improvements.
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Project managers: project managers dealing with recurring issues or risks can benefit from identifying root causes. This helps in implementing preventive measures and reducing the likelihood of similar problems in future projects.
In conclusion, filling out hto root causes involves identifying the problem, collecting and analyzing data, brainstorming potential causes, validating them, and documenting the final root causes. This process is useful for problem-solving teams, quality management professionals, and project managers dealing with recurrent issues or risks.
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HTO root causes are the underlying factors that contribute to a human performance error or technical issue.
All individuals involved in an incident are required to file HTO root causes.
HTO root causes can be filled out by identifying the contributing factors of the incident and providing a detailed description.
The purpose of HTO root causes is to analyze incidents, identify underlying issues, and prevent future occurrences.
Information such as the date, time, location, individuals involved, and a detailed description of the incident must be reported on HTO root causes.
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