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LilllWilllllli 17018594. ' 'ANNUAL AUDITED. APPROVAL OMB Number: 32350123 Expires: April30, 2013 Estimated average burdenhoursperresponse......12.00 SECFILENUMBERPART Ellis.AUG29 2017FACING PAGEI69438Information
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What is required of brokers and?
Brokers are required to file a report detailing the transactions they have facilitated.
Who is required to file required of brokers and?
Brokers are required to file the required report.
How to fill out required of brokers and?
Brokers must fill out the report accurately and completely.
What is the purpose of required of brokers and?
The purpose is to provide transparency and accountability in brokerage transactions.
What information must be reported on required of brokers and?
Information such as transaction details and parties involved must be reported.
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