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Change of legal status application pack(Part 4A Permission) AppendixControllers of Partnerships Partnership applicants should note that some (or sometimes all) individual partners may be controllers
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Part 4a permission appendix is a section of a regulatory filing document that provides information about permissions granted to financial firms.
Financial firms are required to file part 4a permission appendix.
Part 4a permission appendix can be filled out by providing detailed information about the permissions granted to the financial firm.
The purpose of part 4a permission appendix is to disclose the permissions granted to the financial firm.
Information such as the types of permissions granted, effective dates, and any conditions attached must be reported on part 4a permission appendix.
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