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Supplement to Outside Business Activities Form Name: Date: DBA Name submission only (please check box) If checked, please note that all securities/advisory business done under a DBA name must be run

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What is dba name submission only?

DBA name submission only allows a business to operate under a different name than its legal name without creating a separate legal entity.

Who is required to file dba name submission only?

Business entities that want to operate under a different name than their legal name are required to file a dba name submission only.

How to fill out dba name submission only?

To fill out a dba name submission only, businesses must provide information about their legal name, proposed dba name, and the nature of their business.

What is the purpose of dba name submission only?

The purpose of dba name submission only is to allow businesses to operate under a different name for branding or marketing purposes without creating a separate legal entity.

What information must be reported on dba name submission only?

Businesses must report their legal name, proposed dba name, address, nature of business, and owner information on a dba name submission only.

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