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Executing Broker Agreements Agreement sets forth the terms and conditions under which Raymond James & Associates, Inc., its successors and assigns (the “Clearing Broker “) will clear your securities
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Executing broker agreement is a legal contract between an investor and a brokerage firm that specifies the terms and conditions under which the broker will execute trades on behalf of the investor.
Both the investor and the brokerage firm are required to file an executing broker agreement.
Executing broker agreements can be filled out by both parties involved in the agreement, outlining the responsibilities and terms of the agreement.
The purpose of executing broker agreement is to establish a clear understanding of the roles and responsibilities of both the investor and the brokerage firm in executing trades.
Executing broker agreements must include details such as the investor's account information, trading preferences, authorization levels, and any other relevant terms and conditions.
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